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Friday 14 July 2017

SEBI Regulations _ Updates dated 13th & 14th July, 2017

SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)

Updates on Regulations :


sebi has issued few updates on regulations dated 13th & 14th July, 2017.

1. SEBI (Stock Brokers and Sub-brokers) Regulations, 1992 - last amended on July 13, 2017

In  exercise  of  the  powers  conferred  by  section  30  of  the  Securities  and  Exchange  Board  of  India  Act,  1992  (15  of  1992),  the  Board  hereby  1[***]  makes  the  following regulations, namely:

These  regulations  may  be  called  the  Securities  and  Exchange  Board  of  India  (Stock  Brokers and Sub-brokers) Regulations, 1992.
These  regulations  shall  come  into  force  on  the  date  of  their  publication  in  the  Official  Gazette.


2. Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2017

No.  SEBI/LAD-NRO/GN/2017-18/009.  
In  exercise  of  the  powers  conferred  under  section  30  of  the  Securities  and  Exchange  Board  of  India  Act,  1992  (15  of  1992)  the  Board  hereby  makes  the  following  regulations  to  further  amend  the  Securities  and  Exchange  Board  of  India  (Issue  and  Listing  of  Debt  Securities)  Regulations,  2008,  namely,–

These regulations  may  be  called  the  Securities  and  Exchange  Board  of  India  (Issue  and Listing of Debt Securities) (Amendment) Regulations, 2017.   

They shall come into force on the date of their publication in the Official Gazette.


3. SEBI (Employees' Service) (Third Amendment) Regulations, 2017

No. SEBI/LAD-NRO/GN/2017-18/010.

In exercise of the powers conferred by section 30  of  the  Securities  and  Exchange  Board  of  India  Act,  1992  (15  of  1992),  the  Board  hereby  makes  the  following  regulations  to  further  amend  the  Securities  and  Exchange  Board of India (Employees' Service) Regulations, 2001, namely,–

These  regulations  may  be  called  the  Securities  and  Exchange  Board  of  India  (Employees’ Service) (Third Amendment) Regulations, 2017.

They shall come into force on the date of their publication in the Official Gazette.


4. SEBI (Debenture Trustees) (Amendment) Regulations, 2017

No. SEBI/LAD-NRO/GN/2017-18/011.

In  exercise  of  the  powers  conferred  under  section  30  of  the  Securities  and  Exchange  Board  of  India  Act,  1992  (15  of  1992),  the  Securities  and  Exchange Board of India hereby, makes the following regulations to further amend the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993, namely,

These  regulations  may  be  called  the  Securities  and  Exchange  Board  of  India  (Debenture  Trustees) (Amendment) Regulations, 2017.

They shall come into force on the date of their publication in the Official Gazette.


5. Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2017

No. SEBI/LAD-NRO/GN/2017-18/005.

In exercise of the powers conferred under section 30 of  the  Securities  and  Exchange  Board  of  India  Act,  1992  (15  of  1992),  the  Securities  and Exchange Board of India hereby, makes the following regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, namely;

These regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2017.

They shall come into force on the date of their publication in the Official Gazette.





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