SECURITIES AND
EXCHANGE BOARD OF INDIA (SEBI)
Updates on
Regulations :
sebi has issued few updates on regulations dated 13th
& 14th July, 2017.
1. SEBI (Stock Brokers and Sub-brokers) Regulations,
1992 - last amended on July 13, 2017
In
exercise of the
powers conferred by
section 30 of
the Securities and
Exchange Board of
India Act, 1992
(15 of 1992),
the Board hereby
1[***] makes the
following regulations, namely:
These
regulations may be
called the Securities
and Exchange Board
of India (Stock
Brokers and Sub-brokers) Regulations, 1992.
These
regulations shall come
into force on
the date of
their publication in
the Official Gazette.
Full details can
be access at: http://www.sebi.gov.in/legal/regulations/jul-2017/sebi-stock-brokers-and-sub-brokers-regulations-1992-last-amended-on-july-13-2017_35309.html
2. Securities and
Exchange Board of India (Issue and Listing of Debt Securities) (Amendment)
Regulations, 2017
No. SEBI/LAD-NRO/GN/2017-18/009.
In
exercise of the
powers conferred under
section 30 of
the Securities and
Exchange Board of
India Act, 1992
(15 of 1992)
the Board hereby
makes the following
regulations to further
amend the Securities
and Exchange Board
of India (Issue
and Listing of
Debt Securities) Regulations,
2008, namely,–
These regulations
may be called
the Securities and
Exchange Board of
India (Issue and Listing of Debt Securities) (Amendment)
Regulations, 2017.
They shall come into force on the date of their
publication in the Official Gazette.
Full details can
be access at: http://www.sebi.gov.in/legal/regulations/jul-2017/securities-and-exchange-board-of-india-issue-and-listing-of-debt-securities-amendment-regulations-2017_35314.html
3. SEBI (Employees'
Service) (Third Amendment) Regulations, 2017
No.
SEBI/LAD-NRO/GN/2017-18/010.
In exercise of the powers conferred by section
30 of
the Securities and
Exchange Board of
India Act, 1992
(15 of 1992),
the Board hereby
makes the following
regulations to further
amend the Securities
and Exchange Board of India (Employees' Service)
Regulations, 2001, namely,–
These
regulations may be
called the Securities
and Exchange Board
of India (Employees’ Service) (Third Amendment)
Regulations, 2017.
They shall come into force on the date of their
publication in the Official Gazette.
Full details can
be access at:
http://www.sebi.gov.in/legal/regulations/jul-2017/sebi-employees-service-third-amendment-regulations-2017_35313.html
4. SEBI (Debenture Trustees) (Amendment)
Regulations, 2017
No.
SEBI/LAD-NRO/GN/2017-18/011.
In
exercise of the
powers conferred under
section 30 of
the Securities and
Exchange Board of
India Act, 1992
(15 of 1992),
the Securities and
Exchange Board of India hereby, makes the following regulations to
further amend the Securities and Exchange Board of India (Debenture Trustees)
Regulations, 1993, namely,
These
regulations may be
called the Securities
and Exchange Board
of India (Debenture
Trustees) (Amendment) Regulations, 2017.
They shall come into force on the date of their
publication in the Official Gazette.
Full details can
be access at:
http://www.sebi.gov.in/legal/regulations/jul-2017/sebi-debenture-trustees-amendment-regulations-2017_35310.html
5. Securities and
Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment)
Regulations, 2017
No. SEBI/LAD-NRO/GN/2017-18/005.
In exercise of the powers conferred under section 30
of the
Securities and Exchange
Board of India
Act, 1992 (15
of 1992), the
Securities and Exchange Board of
India hereby, makes the following regulations to further amend the Securities
and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992,
namely;
These regulations may be called the Securities and Exchange
Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2017.
They shall come into force on the date of their
publication in the Official Gazette.
Full details can
be access at:
http://www.sebi.gov.in/legal/regulations/jul-2017/securities-and-exchange-board-of-india-stock-brokers-and-sub-brokers-amendment-regulations-2017_35308.html
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