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Sunday, 3 January 2021

SEBI Quarterly Compliance: January, 2021

SEBI (LODR) Regulations – Quarterly Compliance Calendar - January, 2021 

 Quarter / Period: From October, 2020 to December, 2020                                                                      

Regulation reference

Timeline

When to Comply

Filing Mode

Regulation 31 (1) (b)- Shareholding Pattern

Within 21 days from the end of the quarter

By 21-January

BSE : BSE Listing Centre

NSE: NEAPS

27(2)(a) – Corporate Governance Report

Within 15 days from the end of the quarter.

By 15-January

BSE : BSE Listing Centre

NSE: NEAPS

Regulation 33 (3) (a) - Financial Results alongwith Limited review report/Auditor’s report

Within 45 days from the end of the quarter.

By 14-February

BSE : BSE Listing Centre

NSE: NEAPS

Reconciliation of share capital audit report (Reg. 76 of SEBI D & P Reg)

Within 30 days from the end of the quarter.

By 30-January

BSE : BSE Listing Centre

NSE: NEAPS

Regulation 13 (3) - Statement of Grievance Redressal Mechanism

Within 21 days from the end of the quarter.

By 21-January

BSE : BSE Listing Centre

NSE: NEAPS

Regulation 32 (1) - Statement of deviation(s) or variation(s).

-

-

BSE : BSE Listing Centre

NSE: NEAPS


Disclaimer:
Every effort has been made to avoid errors or omissions in this material. In spite of this, errors may creep in. Any mistake, error or discrepancy noted may be brought to our notice which shall be taken care of in the next edition. In no event the author shall be liable for any direct, indirect, special or incidental damage resulting from or arising out of or in connection with the use of this information.

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